Dana Vouglitois holding the Chapter of Excellence Award, presented to 勛圖厙 Atlantics chapter of the National Academy of Inventors (NAI) during the national NAI Annual Meeting in 2023.

Protecting Ideas to Inventions
By Jeff Brooks-Gillies

For brain scientists chasing breakthroughs that could one day help patients of neurological diseases, their inventions face a long journey from the eureka moments to the market.

Before pharmaceutical companies are ready to take the risk of developing and commercializing new medicines, therapies or other tools that were born in the university laboratory, theyll need the peace of mind provided by patent protection.

Randy Blakely, Ph.D., is the executive director of the 勛圖厙 Atlantic Stiles-Nicholson Brain Institute and has a dozen patents to his name. He knows how complicated the patent process can be, and he credits support from university personnel and resources with making it as painless as possible.

A good technology transfer office and a good patent lawyer? In this process, theyre worth their weight in gold, said Blakely, the David J. S. Nicholson Distinguished Professor in Neuroscience and a professor of biomedical science in 勛圖厙 Atlantics Schmidt College of Medicine.

At 勛圖厙 Atlantic, the face of that process is Dana Vouglitois, associate director of the Office of Technology Development. Vouglitois is a patent attorney and the point of first contact for 勛圖厙 Atlantic researchers with an invention that would benefit from intellectual property protection. She serves as a liaison between the researchers and the consultants, lawyers and industry partners who all play a role in patenting and commercializing a new discovery.

Its my job to be able to communicate the technology transfer process in a way that academic researchers who might not have any experience in this area can understand, Vouglitois said. And vice versa: I need their assistance to understand exactly what it is that theyve developed.

Its important to get an early start, Vouglitois said. A discoverys patentability can be impacted if it has been publicized, especially through academic papers or presentations. Publicly disclosing an invention bars patent protection in most of the world, while the U.S. allows a one-year grace period between disclosure and filing a patent application.

The first formal step in the universitys technology transfer process is filing an invention disclosure. This is a confidential document where researchers describe the details of their invention and its development. Its a place to differentiate between their work and whats already in place, including how it might improve on existing solutions. Theyll also report the sources used to fund their research, some of which may have terms that impact intellectual property rights.

After meeting with the inventors to ask questions, clarify and finalize the disclosure, Vouglitois works with an outside consulting firm to conduct an assessment of the innovations commercial potential. The firm uses its international expertise of the market to advise whether the university should invest the tens of thousands of dollars required to obtain a patent.

Thats the objective resource that my office uses to make a judgment call as to whether we move forward with an innovation, Vouglitois said. Or maybe whether we return it to the inventors and recommend they perform some additional research and development before were ready to work with them.

If the market assessment is promising, the next step is typically to file a provisional patent application. This work goes to an outside law firm that specializes in working with university technology transfer offices and can match the invention with a patent attorney with the requisite expertise.

The provisional patent application is like a placeholder a stake in the ground that establishes a filing date that grants priority over any others that may try to file a patent application for the same invention.

THE PATENT APPLICATION PROCESS
INVENT

Invention is conceived and reduced to practice by inventor

DRAFT

Inventor works with patent practitioner to draft claims of application

FILE

Patent practitioner files application with patent office

EXAMINE

Application is examined by patent office

ISSUE

Patent office issues patent

MAINTAIN

Patent is generally valid for 20 years from the filing date

The patent attorney drafts the patent application with feedback from the researchers. Vouglitois strives to make this as collaborative and transparent for the inventors as possible. She makes sure the communication between lawyers and researchers is clear and thorough so theyre aware of where things stand throughout the application.

In the meantime, the inventors continue to develop and improve their invention and generate more data, taking into consideration recommendations from the market assessment. Vouglitois prepares marketing materials, including a brief, nonconfidential summary that features a high-level description of the invention, its benefits and applications. She and the consulting firm will use this summary to pique the interest of companies that may be interested in pursuing a partnership with the university to develop the invention.

If a patent is awarded and the invention attracts interest from industry, one possible outcome is a license agreement between the university and a company. This gives the business permission to use the underlying intellectual property rights to commercialize the invention. The university maintains ownership of the patent, requiring the company to meet certain milestones and comply with other terms as it brings the invention to market.

A successful technology transfer process doesnt all come down to patents and license agreements. A company that doesnt yet see a viable commercialization opportunity could still seek another kind of partnership that could be just as fruitful for scientists and the university. That could mean sponsoring research in a faculty members lab or providing internship and job opportunities for students.

I want this to be a positive experience for everyone from start to finish, Vouglitois said. Whether thats receiving a patent that provides them with opportunities for professional accolades, or building a partnership with a company that helps bring their idea to the market so that people are benefiting from it in a significant way. I want people to feel like there is a benefit to working with my office, because thats what Im here to do.

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